Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLAN MONEY LIMITED (no longer approved here)

    FRN 605911

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
    • CF30 Customer (1 Mar 2015 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (10 Jun 2013 to 27 Feb 2015)
    • CF30 Customer (10 Jun 2013 to 27 Feb 2015)
  • PT Financial Management Ltd (no longer approved here)

    FRN 501599

    • Employed By (10 Jun 2013 to 27 Feb 2015)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (4 Jun 2009 to 31 May 2013)
    • CF30 Customer (1 Nov 2007 to 28 May 2009)
    • CF22 Investment Adviser (Trainee) (18 Mar 2005 to 31 Oct 2007)
  • LFC Financial Management Ltd (no longer approved here)

    FRN 192528

    • (8)Employed By (27 Jul 2000 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.