Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
- CF30 Customer (1 Mar 2015 to 8 Dec 2019)
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- CF1 Director (AR) (10 Jun 2013 to 27 Feb 2015)
- CF30 Customer (10 Jun 2013 to 27 Feb 2015)
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- Employed By (10 Jun 2013 to 27 Feb 2015)
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- CF1 Director (AR) (4 Jun 2009 to 31 May 2013)
- CF30 Customer (1 Nov 2007 to 28 May 2009)
- CF22 Investment Adviser (Trainee) (18 Mar 2005 to 31 Oct 2007)
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- (8)Employed By (27 Jul 2000 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.