Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 17 Feb 2021)
    • CF30 Customer (26 Feb 2015 to 8 Dec 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF1 Director (16 Jul 2009 to 1 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2012)
    • CF21 Investment Adviser (7 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.