Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Nov 2017)
    • CF30 Customer (since 29 May 2014)
    • (2)Employed By (since 29 May 2014)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (22 Mar 2012 to 28 Apr 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (4 Mar 2003 to 25 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andrews Wealth Ltd

  2. controlled function added: (2)Employed By at Andrews Wealth Ltd