Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Nov 2017)
- CF30 Customer (since 29 May 2014)
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Andrews Wealth Ltd
FRN 623965
- (2)Employed By (since 29 May 2014)
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- CF30 Customer (22 Mar 2012 to 28 Apr 2014)
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- CF21 Investment Adviser (4 Mar 2003 to 25 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Andrews Wealth Ltd
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controlled function added: (2)Employed By at Andrews Wealth Ltd