Paul Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (16 May 2017 to 8 Apr 2019)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 8 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2016 to 8 Apr 2019)
  • Park Walk Europe LLP (no longer approved here)

    FRN 502209

    • CF4 Partner (2 Oct 2009 to 4 Jan 2011)
    • CF11 Money Laundering Reporting (2 Oct 2009 to 4 Jan 2011)
    • CF30 Customer (2 Oct 2009 to 4 Jan 2011)
    • CF10 Compliance Oversight (2 Oct 2009 to 4 Jan 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.