Paul Thomas Pickering

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verity Wealth Management LLP

    FRN 618523

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (5 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • TEESSIDE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 625913

    • CF30 Customer (3 Nov 2014 to 30 Sep 2016)
    • CF1 Director (3 Nov 2014 to 30 Sep 2016)
    • CF11 Money Laundering Reporting (3 Nov 2014 to 30 Sep 2016)
  • Teesside Financial Management Limited (no longer approved here)

    FRN 139027

    • (4)Employed By (10 Mar 2006 to 30 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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