Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Sep 2020 to 6 Dec 2022)
    • [FCA CF] Functions requiring qualifications (24 Sep 2020 to 6 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (17 Jun 2016 to 26 Sep 2019)
    • CF30 Customer (17 Jun 2016 to 26 Sep 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (17 Jun 2016 to 26 Sep 2019)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (32)Employed By (12 Mar 2013 to 20 Jun 2016)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (12 Mar 2013 to 20 Jun 2016)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (12 Mar 2009 to 11 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 12 Mar 2009)
    • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (14 Sep 2004 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.