Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (24 Sep 2020 to 6 Dec 2022)
- [FCA CF] Functions requiring qualifications (24 Sep 2020 to 6 Dec 2022)
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- CF1 Director (AR) (17 Jun 2016 to 26 Sep 2019)
- CF30 Customer (17 Jun 2016 to 26 Sep 2019)
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- CF1 Director (AR) (17 Jun 2016 to 26 Sep 2019)
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- (32)Employed By (12 Mar 2013 to 20 Jun 2016)
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- CF30 Customer (12 Mar 2013 to 20 Jun 2016)
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- CF30 Customer (12 Mar 2009 to 11 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 12 Mar 2009)
- CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 18 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.