Paul Thomas Crawford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crawford Financial Consulting Limited

    FRN 629436

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Nov 2014 to 30 Sep 2018)
    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Nov 2014 to 8 Dec 2019)
    • CF1 Director (14 Nov 2014 to 8 Dec 2019)
  • Paul Crawford Consultancy Ltd (no longer approved here)

    FRN 400894

    • (1)Employed By (20 May 2004 to 22 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.