Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TJM Europe LLP (no longer approved here)

    FRN 714756

    • [FCA CF] Client dealing (23 Aug 2023 to 1 Dec 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (26 Jul 2021 to 3 Nov 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 17 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 4 Nov 2010)
    • CF21 Investment Adviser (23 Aug 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Oct 2011 to 4 Nov 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.