Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF1 Director (20 Aug 2008 to 2 Mar 2015)
- CF10 Compliance Oversight (20 Aug 2008 to 28 Jan 2015)
- CF3 Chief Executive (20 Aug 2008 to 2 Mar 2015)
- CF30 Customer (20 Aug 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Aug 2008 to 28 Jan 2015)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.