Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF1 Director (20 Aug 2008 to 2 Mar 2015)
    • CF10 Compliance Oversight (20 Aug 2008 to 28 Jan 2015)
    • CF3 Chief Executive (20 Aug 2008 to 2 Mar 2015)
    • CF30 Customer (20 Aug 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2008 to 28 Jan 2015)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.