Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2022)
    • CF29 Significant management (28 Mar 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Mar 2014 to 30 Sep 2018)
    • CF1 Director (28 Mar 2014 to 8 Dec 2019)
    • CF28 Systems and controls (28 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Mar 2014 to 8 Dec 2019)
    • CF3 Chief Executive (28 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.