Paul Tabberner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (10 Mar 2020 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (10 Mar 2020 to 30 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2019 to 15 Aug 2023)
    • [FCA CF] Material risk taker (22 Nov 2019 to 15 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 3 Sep 2015)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (10 Mar 2020 to 15 Aug 2023)
    • [FCA CF] Manager of certification employee (10 Mar 2020 to 30 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (22 Nov 2019 to 15 Aug 2023)
    • [FCA CF] Material risk taker (22 Nov 2019 to 15 Aug 2023)
    • CF30 Customer (26 Jun 2009 to 3 Sep 2015)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (13 Dec 2002 to 29 Nov 2004)
    • CF21 Investment Adviser (13 Dec 2002 to 29 Nov 2004)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (13 Dec 2002 to 29 Nov 2004)
    • CF21 Investment Adviser (13 Dec 2002 to 29 Nov 2004)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (1 Dec 2001 to 29 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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