Paul Swalwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Auchenlarie Holiday Park
FRN 714694
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (2 Oct 2015 to 8 Dec 2019)
Arthur J. Gallagher Insurance Brokers Limited
FRN 311786
- CF4 Partner (AR) (since 18 May 2017)
Mr J M ,Mrs H J, Mr P, Mr N and Mr R Swalwell
FRN 414271
- (1)Employed By (since 19 Dec 2014)
Thistle Insurance Services Limited (no longer approved here)
FRN 310419
- CF4 Partner (AR) (11 Feb 2014 to 5 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.