Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU Mutual Select Investments Limited
FRN 582519
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Jun 2023)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (7 Jun 2021 to 31 Mar 2026)
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- [PRA CF] Significant risk taker or Material risk taker (7 Jun 2021 to 8 Jun 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.