Paul Surguy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Investment Management Limited

    FRN 506600

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 18 Dec 2024)
    • [FCA CF] Manager of certification employee (since 20 Jan 2020)
    • [FCA CF] Client dealing (since 20 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2020)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Manager of certification employee (11 Mar 2019 to 15 Nov 2019)
    • [FCA CF] Client dealing (31 Jan 2019 to 15 Nov 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Nov 2019)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • CF30 Customer (1 Nov 2007 to 7 Nov 2014)
    • CF27 Investment Management (27 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.