Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 12 Feb 2026)
    • Employed By (since 12 Feb 2026)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2023)
    • CF1 Director (AR) (since 13 Mar 2023)
    • CF30 Customer (since 13 Mar 2023)
    • Employed By (since 13 Mar 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Apr 2023)
    • CF1 Director (AR) (20 May 2016 to 24 Apr 2023)
    • CF30 Customer (5 Jul 2010 to 15 Feb 2011)
  • Cornell Financial Limited (no longer approved here)

    FRN 683839

    • Employed By (1 Jun 2015 to 27 Apr 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (22 May 2007 to 30 Jun 2010)
  • All About (Network) Ltd (no longer approved here)

    FRN 467831

    • Employed By (22 May 2007 to 30 Jun 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (16 Aug 2002 to 5 May 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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