Paul Stuart Backshall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Financial Strategies Ltd

    FRN 610521

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
    • [FCA CF] Client dealing (since 5 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (16 Jan 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jan 2014 to 30 Sep 2018)
    • CF30 Customer (16 Jan 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jan 2014 to 8 Dec 2019)
    • CF1 Director (16 Jan 2014 to 8 Dec 2019)
  • Whitlow Financial Planning Limited (no longer approved here)

    FRN 477126

    • Employed By (4 Jan 2008 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF21 Investment Adviser (6 Nov 2003 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.