Paul Stringer

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NORTON FINANCIAL SERVICES LIMITED

    FRN 307785

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 20 Feb 2019)
    • CF11 Money Laundering Reporting (20 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
    • CF1 Director (AR) (28 Jul 2010 to 10 Jun 2013)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Norton Home Loans Limited

    FRN 464136

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (20 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Nov 2015 to 30 Sep 2018)
    • CF1 Director (AR) (28 Jul 2010 to 31 May 2013)
    • CF1 Director (10 Sep 2007 to 8 Dec 2019)
  • Norton Finance and Mortgages Limited

    FRN 589554

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF11 Money Laundering Reporting (20 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
    • CF1 Director (14 Jun 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jun 2013 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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