Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Nov 2018 to 2 Apr 2019)
- [FCA CF] Material risk taker (9 Nov 2018 to 2 Apr 2019)
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- CF30 Customer (16 Jun 2008 to 13 Oct 2011)
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- CF30 Customer (1 Nov 2007 to 20 Nov 2007)
- CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (28 Apr 2005 to 5 Sep 2005)
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- CF30 Customer (1 Nov 2007 to 20 Nov 2007)
- CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (28 Apr 2005 to 5 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.