Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (9 Nov 2018 to 2 Apr 2019)
    • [FCA CF] Material risk taker (9 Nov 2018 to 2 Apr 2019)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF30 Customer (16 Jun 2008 to 13 Oct 2011)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (28 Apr 2005 to 5 Sep 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF26 Customer Trading (10 Jul 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (28 Apr 2005 to 5 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.