Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ruffer AIFM Limited
FRN 613490
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 7 Oct 2024)
- [FCA CF] Client dealing (since 7 Oct 2024)
-
Ruffer LLP
FRN 229135
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 1 Dec 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2023)
- CF30 Customer (29 Dec 2014 to 8 Dec 2019)
- CF4 Partner (1 Apr 2014 to 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.