Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
- CF30 Customer (24 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (8 Oct 2012 to 24 Jul 2015)
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- CF30 Customer (15 Mar 2010 to 3 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 14 Mar 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (28 Dec 2005 to 24 Feb 2006)
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- CF21 Investment Adviser (7 Feb 2005 to 16 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.