Paul Stephen Brown

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Seven Financial UK Limited (no longer approved here)

    FRN 602051

    • CF30 Customer (21 Jun 2017 to 24 Sep 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 16 Jun 2017)
    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (9 Jul 2003 to 26 Aug 2005)
    • CF22 Investment Adviser (Trainee) (11 Jan 2002 to 9 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.