Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 5 Nov 2013)
- CF4 Partner (AR) (since 27 Jun 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF24 Pension Transfer Specialist (8 Feb 2006 to 31 Oct 2007)
- CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
- CF1 Director (AR) (28 May 2003 to 4 Oct 2005)
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APFS Financial Solutions LLP
FRN 551195
- (2)Employed By (since 27 Jun 2011)
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- (9)Employed By (28 May 2003 to 6 Oct 2005)
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- (1)Employed By (28 May 2003 to 9 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at APFS Financial Solutions LLP
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controlled function added: (2)Employed By at APFS Financial Solutions LLP