Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Nov 2013)
    • CF4 Partner (AR) (since 27 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF24 Pension Transfer Specialist (8 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
    • CF1 Director (AR) (28 May 2003 to 4 Oct 2005)
    • (2)Employed By (since 27 Jun 2011)
  • AP Financial Planning Services Ltd (no longer approved here)

    FRN 224869

    • (9)Employed By (28 May 2003 to 6 Oct 2005)
  • IFA Renewals Ltd (no longer approved here)

    FRN 224873

    • (1)Employed By (28 May 2003 to 9 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at APFS Financial Solutions LLP

  2. controlled function added: (2)Employed By at APFS Financial Solutions LLP