Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 21 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Dec 2021)
    • [FCA CF] Material risk taker (1 Aug 2024 to 1 Mar 2025)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (22 Jan 2020 to 22 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.