Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Joh. Berenberg, Gossler & Co. KG
FRN 959302
- [FCA CF] Client dealing (since 9 Dec 2019)
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- CF30 Customer (6 Sep 2010 to 8 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 10 Jun 2008)
- CF26 Customer Trading (15 May 2006 to 15 May 2006)
- CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Aug 2005 to 17 Nov 2005)
- CF26 Customer Trading (1 Dec 2001 to 23 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.