Paul Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (3 Mar 2014 to 28 Aug 2015)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (7 Aug 2008 to 28 Feb 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Aug 2005)
    • CF27 Investment Management (1 Dec 2001 to 27 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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