Paul Sloane

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED

    FRN 119289

    • [FCA CF] Material risk taker (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2021 to 20 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 31 May 2017)
    • CF1 Director (14 Feb 2006 to 31 Mar 2013)
    • CF27 Investment Management (22 Dec 2003 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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