Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Frenkel Topping Limited
FRN 145186
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 14 Apr 2026)
- Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (10 Nov 2014 to 8 Dec 2019)
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Forte Wealth Management Limited
FRN 796645
- (2)Employed By (since 2 Feb 2026)
- (12)Employed By (1 Jun 2020 to 8 Dec 2019)
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- (8)Employed By (20 Jan 2022 to 8 Dec 2019)
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- (7)Employed By (15 Sep 2021 to 8 Dec 2019)
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- Employed By (15 Sep 2021 to 8 Dec 2019)
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- (8)Employed By (15 Sep 2021 to 8 Dec 2019)
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- Employed By (15 Sep 2021 to 8 Dec 2019)
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- Employed By (15 Sep 2021 to 8 Dec 2019)
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- CF30 Customer (3 Aug 2010 to 31 Jul 2014)
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- Employed By (3 Aug 2010 to 31 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ralli Financial Services Limited
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controlled function added: (8)Employed By at Ralli Financial Services Limited
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controlled function removed: Employed By at Frenkel Topping Associates Limited
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controlled function added: (7)Employed By at Frenkel Topping Associates Limited
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controlled function removed: Employed By at Forte Wealth Management Limited
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controlled function added: (12)Employed By at Forte Wealth Management Limited
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controlled function added: (2)Employed By at Forte Wealth Management Limited
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controlled function removed: Employed By at Aspire + Wealth Management Limited
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controlled function added: (8)Employed By at Aspire + Wealth Management Limited