Paul Simon Poulter

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WREN STERLING FINANCIAL PLANNING LIMITED

    FRN 665653

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
    • [FCA CF] Client dealing (since 11 Jul 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 31 Oct 2020)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • [FCA CF] Client dealing (10 Dec 2018 to 8 Nov 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF22 Investment Adviser (Trainee) (27 Apr 2007 to 31 Oct 2007)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (17 Jul 2003 to 3 Nov 2004)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 17 Jul 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (17 Jul 2003 to 3 Nov 2004)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.