Paul Simon Galloway

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 25 Nov 2022)
    • CF30 Customer (since 5 Aug 2022)
  • Paul Simon Galloway

    FRN 979942

    • (1)Employed By (since 5 Aug 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (2 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (19 Dec 2013 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 14 Oct 2010)
    • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.