Paul Simon Dunkley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (10 Mar 2021 to 20 Aug 2021)
    • SMF18 Other Overall Responsibility (28 Jul 2020 to 20 Aug 2021)
    • CF1 Director (19 Mar 2010 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Feb 2007 to 31 Oct 2007)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (10 Mar 2021 to 20 Aug 2021)
    • SMF18 Other Overall Responsibility (28 Jul 2020 to 20 Aug 2021)
    • CF1 Director (19 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.