Paul Short

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited

    FRN 192999

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Feb 2021)
    • [FCA CF] Client dealing (since 8 Feb 2021)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 7 Oct 2024)
    • [FCA CF] Client dealing (8 Feb 2021 to 7 Oct 2024)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Functions requiring qualifications (25 Jul 2018 to 18 Jan 2021)
    • [FCA CF] Client dealing (25 Jul 2018 to 18 Jan 2021)
    • [FCA CF] Manager of certification employee (25 Jul 2018 to 4 Sep 2018)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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