Paul Shephard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lyncombe Consultants Limited

    FRN 618025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2024)
    • [FCA CF] Client dealing (since 31 Jan 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jan 2024)
    • CF30 Customer (23 Jul 2013 to 22 Jan 2024)
    • CF1 Director (AR) (23 Jul 2013 to 22 Jan 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (23 Jul 2013 to 22 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (6 Nov 2012 to 31 Mar 2013)
    • CF1 Director (AR) (21 May 2012 to 31 Mar 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF1 Director (AR) (1 Dec 2001 to 31 Oct 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Gilmour Quinn Technical Service Ltd (no longer approved here)

    FRN 400323

    • Employed By (23 Apr 2004 to 31 Oct 2012)
  • Gilmour Quinn Ltd (no longer approved here)

    FRN 165211

    • Employed By (1 Dec 2001 to 29 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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