Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (4 Feb 2011 to 8 Dec 2019)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF1 Director (1 Dec 2001 to 18 Aug 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF27 Investment Management (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.