Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (26 May 2009 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (17 Aug 2004 to 28 Nov 2006)
    • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 17 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.