Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 27 Dec 2007)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (1 Jun 2005 to 14 Sep 2006)
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- (13)Employed By (18 Sep 2006 to 27 Dec 2007)
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- (2)Employed By (1 Dec 2001 to 4 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.