Paul Rochester

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • [FCA CF] Manager of certification employee (21 Apr 2022 to 11 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (12 Sep 2007 to 31 Oct 2007)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • [FCA CF] Manager of certification employee (21 Apr 2022 to 11 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Aug 2023)
    • CF30 Customer (15 Mar 2013 to 8 Dec 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF26 Customer Trading (1 Dec 2001 to 31 Aug 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.