Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 10 May 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 20 Jan 2006)
  • Maine Financial (no longer approved here)

    FRN 211144

    • (16)Employed By (1 Dec 2001 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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