Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Nottingham Building Society
FRN 200785
- [FCA CF] Material risk taker (since 21 Jul 2023)
- [FCA CF] Significant management (since 21 Jul 2023)
- SMF4 Chief Risk (28 Jul 2020 to 26 May 2023)
- SMF16 Compliance Oversight (24 May 2019 to 1 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2019 to 25 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.