Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finsgate LLP

    FRN 522649

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (24 Feb 2010 to 23 Feb 2011)
  • Citri Wealth Management Ltd (no longer approved here)

    FRN 514997

    • Employed By (24 Feb 2010 to 23 Feb 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (15 May 2008 to 11 Feb 2010)
    • CF30 Customer (15 May 2008 to 11 Feb 2010)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 16 Aug 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (12 Sep 2007 to 11 Feb 2010)
  • Clover Mortgages Ltd (no longer approved here)

    FRN 439317

    • Employed By (11 Jan 2007 to 16 Aug 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 14 Jul 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 14 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.