Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (15 Jan 2021 to 10 Apr 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2025)
- SMF27 Partner (9 Dec 2019 to 7 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2025)
- CF10 Compliance Oversight (11 Apr 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 7 Apr 2026)
- Responsible for Insurance Mediation (1 Dec 2014 to 30 Sep 2018)
- CF4 Partner (1 Dec 2014 to 8 Dec 2019)
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- Employed By (18 Aug 2009 to 28 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.