Paul Robert Hearnden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HEARNDEN ASSOCIATES LTD

    FRN 458349

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
    • CF1 Director (2 Jan 2007 to 8 Dec 2019)
    • CF1 Director (AR) (2 Jan 2007 to 6 Feb 2014)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Hearnden Associates (2954) (no longer approved here)

    FRN 191065

    • (3)Employed By (14 Jul 2000 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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