Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 8 Dec 2009)
    • CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2003 to 12 Nov 2003)
  • David North (no longer approved here)

    FRN 401689

    • Employed By (12 Nov 2003 to 2 Aug 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.