Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 Jun 2018)
    • (377)Employed By (since 9 Jun 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Apr 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (22 Mar 2012 to 28 Dec 2012)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (8 Feb 2008 to 15 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.