Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 Jun 2018)
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Quilter Financial Advisers Ltd
FRN 452529
- (377)Employed By (since 9 Jun 2018)
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- CF30 Customer (12 Apr 2014 to 6 Mar 2016)
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- CF30 Customer (22 Mar 2012 to 28 Dec 2012)
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- CF30 Customer (8 Feb 2008 to 15 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.