Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cooke Limited

    FRN 771900

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 16 Mar 2017)
    • Responsible for Insurance Mediation (16 Mar 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (16 Mar 2017 to 8 Dec 2019)
    • CF1 Director (16 Mar 2017 to 8 Dec 2019)
  • Cooke Independent Financial Services Ltd (no longer approved here)

    FRN 524845

    • Employed By (3 Jun 2010 to 28 Sep 2010)
  • Cooke Independent Mortgage Services Ltd (no longer approved here)

    FRN 417980

    • Employed By (23 Dec 2004 to 26 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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