Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Oct 2010)
    • CF30 Customer (since 27 May 2008)
    • Employed By (since 29 Apr 2009)
  • Ravencourt Financial Services Ltd (no longer approved here)

    FRN 414516

    • (11)Employed By (27 May 2008 to 23 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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