Paul Robert Brain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (15 Jul 2004 to 31 Oct 2007)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (1 Jul 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.