Paul Richards

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Sep 2020)
    • [FCA CF] Client dealing (since 3 Sep 2020)
  • Herbert Scott Ltd (no longer approved here)

    FRN 179810

    • CF21 Investment Adviser (22 Nov 2005 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 22 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.