Paul Richard Marriott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vanquish Financial Consultants Limited

    FRN 473134

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 10 Oct 2016)
    • CF21 Investment Adviser
    • CF30 Customer (21 Nov 2007 to 31 Dec 2012)
    • CF1 Director (21 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2007 to 22 Apr 2013)
    • CF11 Money Laundering Reporting (21 Nov 2007 to 22 Apr 2013)
    • CF8 Apportionment and Oversight (21 Nov 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (21 Nov 2007 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
  • Heritage Financial Partners (Northern) Limited (no longer approved here)

    FRN 200390

    • (39)Employed By (23 Apr 1999 to 24 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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