Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Interfinancial
FRN 195920
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 1 Feb 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.