Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Clear IFA Limited
FRN 447235
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (9 Sep 2010 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 2 Feb 2009)
- CF10 Compliance Oversight (15 Feb 2007 to 2 Feb 2009)
- CF11 Money Laundering Reporting (15 Feb 2007 to 2 Feb 2009)
- CF1 Director (15 Feb 2007 to 2 Feb 2009)
- CF8 Apportionment and Oversight (15 Feb 2007 to 2 Feb 2009)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.